Sangiuliano & Friedman on Proportionality and the Precautionary Principle

Anthony Sangiuliano (University of Toronto – Faculty of Law; York University – Faculty of Liberal Arts & Professional Studies) & Mark Friedman (York University – Osgoode Hall Law School) have posted Proportionality and Precaution on SSRN. Here is the abstract:

During the COVID-19 pandemic, governments worldwide invoked the "precautionary principle" to justify policies designed to protect public health. This principle holds that the state may act proactively to avert harm where there is factual uncertainty about that harm and the efficacy of policies proposed to mitigate it. Many of the policies introduced during the pandemic limited citizens' constitutional rights. This paper accordingly analyzes how the precautionary principle can be integrated into the proportionality doctrine courts use to assess the validity of rights-limitations. As our case study, we take the jurisprudence of the Supreme Court of Canada and its globally influential Oakes proportionality test. When articulating the test in the past, the Court has grappled with the need to defer to laws that pursue important public objectives when the evidence underlying those policies is indeterminate. But it has been criticized for not creating detailed guidelines for when judges should defer, which is said to breed arbitrary, results-oriented decision-making. We update this criticism by showing that it continues to apply to judgments of lower courts in Canada who have followed the Court's proclamations to evaluate the justification of laws that limit constitutional rights to combat COVID-19. We then construct the requisite guidelines by drawing analogies with existing legal principles found in tort and criminal law. We argue that in contexts of factual uncertainty the degree of judicial deference should vary according to the gravity and likelihood of the harm the government seeks to prevent. This risk-based framework restrains judicial subjectivity and illuminates how precaution should operate at each stage of the proportionality test. We further argue that it can assist courts across jurisdictions when incorporating precaution within proportionality because, unlike approaches to this problem offered by other comparative constitutional scholars, it is suitably modest and avoids excessive revision of accepted proportionality principles.